Securities and Exchange Commission

Results: 36084



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181Economy / Finance / Money / Financial markets / Financial services / Corporate crime / Investment / United States securities law / Financial adviser / Registered Investment Adviser / Broker-dealer / U.S. Securities and Exchange Commission

Microsoft Word - ADV Part 2AB SFGdoc

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Source URL: www.sycamoreweb.com

Language: English - Date: 2015-04-03 23:44:38
182Economy / Business / Asian people / Ayala Corporation / Fernando Zobel de Ayala / Jaime Augusto Zobel de Ayala / Bank of the Philippine Islands / Zbel de Ayala family / Ayala Land / Globe Telecom / Ayala / Makati

SECURITIES AND EXCHANGE COMMISSION SEC FORM – ACGR ANNUAL CORPORATE GOVERNANCE REPORT 1. Report is Filed for the Year

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Source URL: www.ayala.com.ph

Language: English - Date: 2016-01-05 00:14:46
183Economy / Finance / Money / Personal finance / Professional certification in finance / Financial planners / Corporate crime / Financial adviser / Certified Financial Planner / Financial services / U.S. Securities and Exchange Commission / UBS

Part 2B of Form ADV: Brochure Supplement William Nicholson PriceBeallsville Rd. Barnesville, MDSpire Wealth Management, LLC

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Source URL: williamprice.com

Language: English - Date: 2015-04-17 10:57:06
18473rd United States Congress / U.S. Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Securities regulation in the United States / Futures contract / Economy / Finance

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-13 16:03:28
185U.S. Securities and Exchange Commission / United States securities law / Finance / New Deal / Economy / SEC filings / 73rd United States Congress / Crowdfunding / Securities Act / Regulation A / Security / Regulation S-K

Notice of Request for Public Comment Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-01-27 12:38:27
186Economy / Finance / Money / Financial markets / Contract for difference / Stock market / Foreign exchange companies / Cyprus Securities and Exchange Commission / Markets in Financial Instruments Directive / Derivative / Futures contract / Electronic trading platform

RISK DISCLOSURE POLICY TrioMarkets is a trading name owned and operated by EDR Financial Ltd, registered as a Cyprus Investment Firm (CIF) with the registration number HE336081. Licensed by the Cyprus Securities and Exc

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Source URL: triomarkets.com

Language: English - Date: 2016-03-15 07:39:12
187Economy / Finance / Money / Stock market / Equity securities / Corporate finance / Dividend / Shares outstanding / Preferred stock / Income statement / Stock / Financial statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F/A (Amendment No. 1) REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF

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Source URL: i2.esmas.com

Language: English - Date: 2010-04-22 14:27:42
188Economy / Systemic risk / Great Recession in the United States / Presidency of Barack Obama / Corporate crime / United States federal banking legislation / DoddFrank Wall Street Reform and Consumer Protection Act / Government Accountability Office / Financial crisis of 20072008 / U.S. Securities and Exchange Commission / Consumer Financial Protection Bureau

Microsoft Word - NFHA Comments to Proposed Interagency OMWI Joint Standardsdoc

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Source URL: www.nationalfairhousing.org

Language: English - Date: 2014-02-10 14:46:18
189

SECURITIES AND EXCHANGE COMMISSION SEC FORM – ACGR CONSOLIDATED CHANGES IN THE ANNUAL CORPORATE GOVERNANCE REPORT FOR THE YEAR 2015

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Source URL: www.pnb.com.ph

Language: English - Date: 2016-01-17 20:52:36
    190Economy / Business / Philippine Airlines / Corporate law / Management / Philippine National Bank / Allied Banking Corporation / Lucio Tan / LT Group / First Philippine Holdings Corporation / Corporate governance / Lopez Group of Companies

    SECURITIES AND EXCHANGE COMMISSION SEC FORM – ACGR ANNUAL CORPORATE GOVERNANCE REPORT 1.

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    Source URL: www.pnb.com.ph

    Language: English - Date: 2015-04-14 01:56:56
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